Insider Trading Prevention

The Company has established "Operating Procedures for Handling Internal Material Information and Preventing Insider Trading" approved by the Board of Directors on March 23, 2020 to draw up that the Company should, at least once per year, conduct educational campaigns to raise awareness of compliance among internal personnel (including directors, managers, and employees) with respect to related laws and regulations. These Principles have been amended by the Board of Directors on November 10, 2022.

  1. Provide the Directors with continuing education courses or seminars of related regulations to assist the Directors in complying with laws and regulations. The implementation status of the Directors’ continuing education has been published on the Company’s website and in the Market Observation Post System (MOPS).
  2. Conduct regular educational campaigns among all directors, managers, and employees with respect to related laws and regulations. Educational campaigns are provided to new directors, managers, and employees in a timely manner.
  3. The Company's the Directors, managers, and employees received related educational campaigns every year, including insider trading lessons in the sources of law, requisite elements, the civil and criminal liability, and some true stories. The contents of lessons provided also involve the scope of material inside information, confidentiality operations, disclosure procedures, and disciplinary measures. The slides of the lessons were also offered to all Directors, managers, and employees for reference. The course topic held on November 16, 2024 is: Prevention of Insider Trading Seminar. A total of 46 people participated and the training hours were 30 minutes.